1st Global Compliance Practice Lead Amber Bird to Appear on FINRA 2019 South Region Member Forum Panel

1st Global’s Amber Bird, practice lead in the Compliance department, will participate in a panel discussion at the Financial Industry Regulatory Authority (FINRA) 2019 South Region Member Forum on March 14 in Dallas, Texas.

Bird will appear on a panel discussing branch office inspections. Panelists will discuss practices observed in implementing an effective risk-based branch office inspection program. The panel will also feature a discussion around common examination findings and observations from FINRA branch exams, including red flags identified.

Learn more about the FINRA 2019 South Region Member Forum, including the agenda, on the FINRA website.