Bonnie Tucker, AAMS®, MBA

Associate RIA Compliance Consultant

Bonnie Tucker is an Associate RIA Compliance Consultant at 1st Global, where she is primarily responsible for administering the compliance policies and procedures for our financial planning offering. She transitioned into this role after working as a Compliance Consultant, where she reviewed advertising and correspondence communications, conducted branch office inspections, provided answers and solutions to general compliance inquiries and issues, and offered educational training related to compliance procedures.

Bonnie received her Bachelor of Arts degree in English and communications from Millsaps College, graduating cum laude, and her Master of Business Administration in finance from Dallas Baptist University. She began her career in the financial services industry as an assistant portfolio analyst at TD Capital Management and then served as a high-net-worth associate and investment solutions representative at Fidelity Investments prior to 1st Global. She has passed her FINRA Series 7, 24, 63 and 66 exams and holds the Accredited Asset Management Specialist designation.