Brett Moody

Capital Markets Manager

Brett Moody is an IMS trader in the Capital Markets Group at 1st Global, where he places trades for managed accounts, reviews accounts for OOT, and educates and assists advisors on the opportunities within the IMS platform. He began his career at 1st Global in 2009 and previously served as a client services representative and a quality control representative.

Brett completed undergraduate studies at the University of North Texas and received his bachelor’s degree from Texas A&M University — Texarkana before beginning his professional career in financial services. Prior to 1st Global, Brett was an operations specialist at Level Four Group, a wealth management firm in the Dallas area, and a retirement services representative at Fidelity. He enjoys the constantly changing environment in the capital markets sector and appreciates that his current role provides him the opportunity to help advisors better understand 1st Global platforms, manage their portfolios and execute the plans to achieve the financial goals of each individual client they serve. He has passed his FINRA Series 4, 7, 24, 63 and 66 exams.