Scott Kimpson

Senior Advisor of Regulatory Principal

Scott Kimpson is a service team manager at 1st Global, where he leads an end-to-end service team committed to excellent customer service. Through this role, he provides training within the department, assists with immediate inquiries and escalations and responds to questions regarding suitability, policy and regulatory issues. He began his career at 1st Global in 2008, and enjoys being part of an environment of people who bring a smile to his face each day.

Prior to 1st Global, Scott gained valuable experience at Raymond James Financial and has experience in many different roles of service to advisors and their clients. Whether it’s opening new accounts, taking calls as a client services representative, representing branch offices during regulatory office examinations or acting as internal sales support, he believes effective communication, responsibility and accountability are the hallmarks of a successful service organization.

Scott received his Bachelor of Science degree in finance from the University of South Florida and was led to the financial services industry because he believes finance is “the lifeblood of our economy.” He appreciates that in his work at 1st Global he is able to learn something new every day and use the knowledge he has gained along the way to help solve issues in the best ways possible and with a focus on service. In his nearly 20 years in the industry, he has gained accreditation as a Certified Annuity Specialist (CAS), Accredited Investment Fiduciary (AIF) and has passed his Series 7, 24, 53, 4 and 66 exams.