Yolanda Hendrix

Compliance Consultant

Yolanda Hendrix is a compliance communications consultant at 1st Global, where she is responsible for reviewing electronic and written correspondence communications advertising review.

Yolanda began her career in financial services with Fidelity Investments, where she worked for three years in various roles in different departments, including Customer Services, Trading and Electronic Channel Support. In 2004, Yolanda joined 1st Global as a Customer Service Representative and Trader. In 2007, she continued her financial services career at TIAA as an Individual Consultant. In 2008, Yolanda returned to 1st Global as the Director of Problem Resolution and subsequently served as the Senior Operations Quality Control Specialists for several years before transitioning to the Compliance department. In 2017, Yolanda extended her professional career at HD Vest Financial Services as a Compliance Consultant responsible for providing broker-dealer compliance review of firm marketing and advertising activities, as well as correspondence review. In 2018, Yolanda returned to 1st Global for her current role with the compliance department.

Yolanda earned her Bachelor of Science in Psychology from Southern Methodist University. She has passed her the FINRA series 7, 63 and 24 exams and holds the Texas Life and Health Insurance license.